Senior Manager, Compliance Audit
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|Status:||Inactive / Filled|
|Title:||Senior Manager, Compliance Audit|
|Base Compensation:||$140,000 — $150,000|
|Total Compensation:||$140,000 — $150,000|
|Is Employer Willing to Relocate?:||Yes|
|Employment Type:||Full Time / Direct Hire|
|Job Categories:||Bank Operations; Executive Management; Finance|
WHY IS THIS A GREAT OPPORTUNITY?
This top national bank based in Oklahoma is investing in it's top talent by bolstering its compliance audit team! This newly created Senior Manager, Compliance Audit position will report directly to the Chief Auditor.
JOB DESCRIPTIONThe Senior Manager, Compliance Audit is primarily responsible for developing the Compliance Audit Plan and coordinating with the Chief Auditor and Corporate Audit Senior Manager to provide a comprehensive independent assessment of controls and policies designed comply with regulatory requirements guidelines and frameworks established by applicable state and federal regulatory agencies. RESPONSIBILITIES: - Documents and communicates compliance audit findings and issues to senior management. Identifies and reports root cause of issues and monitors remediation efforts to ensure timely resolution. - Communicates regularly with Compliance Management to understand projects, procedural changes and other developments resulting from regulatory changes under Dodd-Frank Wall Street Reform, Consumer Protection Act (DFA) and other initiatives. - Directs and performs special projects, procedures or audits not covered by the audit plan as necessary or as directed by the Chief Auditor. - Assists the Chief Auditor in developing the annual department objectives and operating plan, including budgets and staffing requirements.
QUALIFICATIONS: - 10+ years in personnel management, Big4 and/or top 50 bank ($25B in assets) Professional certifications in (CPA, CRCM, CAMS, CISA or equivalent experience. - Extensive knowledge of state banking codes, laws and regulation including the Southwestern US and Central Plains. - Extensive knowledge of federally recognized examination procedures to evaluate compliance with applicable Federal and State laws and regulations.
Certified Public Accountant; Certified Regulatory Compliance Manager
Total Years of Experience: