Compliance Officer - Consultative Role in Financial Services
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|Status:||Inactive / Filled|
|Title:||Compliance Officer - Consultative Role in Financial Services|
|Job Location:||Saint Louis, MO|
|Base Compensation:||$80,000 — $115,000|
|Total Compensation:||$85,000 — $130,000|
|Benefits:||strong package including 6% 401k match & 4+ weeks PTO|
|Is Employer Willing to Relocate?:||Yes|
|Other Relocation Information:||Partial|
|Employment Type:||Full Time / Direct Hire|
|Job Categories:||Compliance & Legal; Mortgage Banking; Retail Banking|
|Industries:||Banking; Financial Services|
WHY IS THIS A GREAT OPPORTUNITY?
Consultative compliance officer position supporting the sales function of large division of Fortune 500 Financial Services firm. They want a compliance professional that has the technical compliance experience as well as the ability to serve as business partner. Strong benefit package, including 6% 401k match as well as 4+ weeks PTO. They also offer tremendous growth opportunity because of the size of the organization.
JOB DESCRIPTIONThe position functions as a trusted advisor and subject matter expert with respect to the regulatory compliance issues applicable to mortgage sales including Sales Practices, UDAAP, and Fair Lending. Routinely serves as a Compliance representative in project discussions and other business meetings, and is regularly relied upon by business management to proactively identify potential regulatory compliance risks and recommend mitigation strategies. Performs ongoing compliance advisory and monitoring, including providing answers/guidance to compliance-related questions and identifying compliance and reputational risks. Reviews and approves business policies, procedures, training, and scripting. Reviews, tracks and trends corrective action plans, IA findings, compliance review findings, complaints, and business quality monitoring to identify compliance trends and issues, and advises and escalates issues as appropriate. Keeps abreast of changes in regulatory environment and advises business management of new requirements and future trends. This role will interact frequently with senior management, sales management, and Compliance Management. The candidate must be well versed in mortgage products and programs and have the ability to drive resolution of issues as they are identified.
Bachelor's degree, at least five years' related mortgage compliance or other financial institution Compliance, Control, Risk, or Legal experience required.
J.D. preferred,Certified Regulatory Compliance Manager (CRCM) or similar professional designation highly recommended
Certified Regulatory Compliance Manager
Total Years of Experience: