Sr. Director - Audit, Capital Markets/Treasury

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Job #: 17427
Status: Inactive / Filled
Title: Sr. Director - Audit, Capital Markets/Treasury
Job Location: Arlington, VA
Base Compensation: $160,000 — $200,000
Total Compensation: $210,000 — $280,000
Is Employer Willing to Relocate?: Yes
Other Relocation Information: full relo
Job Categories: Audit ; Capital Markets; Cash Treasury Management
Industries: Banking


$24B SEC Financial Services Company , Mc Lean, VA--Sr. Director - Audit, Capital Markets/Treasury, up to $200K base plus 40% bonus, will relo, 10-15 years of experience


This Senior Director of Audit for Treasury and Capital Markets will direct an advanced level professional internal audit work. This will include managing and conducting operational, financial and compliance audit projects; providing major input to the development of the annual audit plan and providing training; and coaching and supervising the internal audit staff. You will maintain all organizational and professional ethical standards, work independently under general supervision and exercise some latitude for initiative and independent judgment.


Responsibilities: - Manage internal audit staff responsible for auditing Treasury, Capital Markets, Finance and related Risk Management (Market, Liquidity, Capital) functions as well as other diverse lines of business and specialty areas. Provide major input to audit engagement planning and fieldwork, as well as identification, development and documentation of audit issues, and recommendations for their improvement. - Provide subject matter expertise in the areas of Treasury, Capital Markets, related Risk Management functions, as well as have an understanding of Basel II, 2.5, and III requirements related to market risk, equity and securitization treatments and capital calculations. - Manage the implementation of audit procedures, including, but not limited to identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures. Oversee the identification and evaluation of Capital One risk. - Assist the Vice President and Managing Vice President in the planning, organizing, directing and monitoring of internal audit operations and have staff management responsibilities including hiring, training, and evaluating staff, and taking corrective action. - Manage the implementation of audit procedures, including (but not limited to) identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures, and prepare value added audit reports. Qualifications Basic Qualifications: - Bachelors Degree or military experience - 12 Years experience in internal audit (can be combined with Big Four external Audit experience) - 8 Years experience in capital markets and treasury, in the large banking, financial services industry or serving large banks in a professional services firm. - 8 Years experience in supervisory or project management role including experience managing audit engagements.

Preferred Qualifications:
Preferred Qualifications: - Bachelors Degree in accounting, finance, economics or related fields - Deep subject; large financial services experience; and extensive capital markets and treasury functions. - Advanced Degree in Accounting, Finance, Economics, Information Systems or Business Administration. - Professional certification in an audit related field such as a CIA, CPA, CIDA or CFA. - Strong, effective communicator (verbally and in writing) with executive management, and external parties. - Demonstrated success establishing and maintaining strong working relationships with all levels of associates, management and external parties. - Demonstrated success managing and directing audit associates to deliver a value-added assurance function - Senior leadership experience in driving change in one's own function Does the candidate have Capital Markets/Treasury audit experience? Does the candidate have leadership experience?


Certified Public Accountant

Total Years of Experience:

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