Accounting Jobs, Audit Jobs, Tax Jobs
Search Jobs Job Alerts Find Recruiters Post Your Resume Job Success Stories
accounting job search, audit job search, tax job search

Preview Accounting, Audit & Tax Jobs

Local and Nationwide Job Opportunities
for your accounting job search, audit job search or tax job search

Job Details

VP- Compliance Testing

| More

Job #: 15787
Status: Active
Title: VP- Compliance Testing
Job Location: NY-NYC
Mid-Atlantic (DE, DC, MD, NJ, NY, PA, VA & WV)
Job Categories: Accounting ; Audit ; Compliance & Legal
Industries: Banking; Financial Services
Base Compensation:
Low: $110,000       High: $150,000
Total Compensation:
Low: $130,000       High: $170,000
Bonus, Incentives, etc.: Bonus, performance based
Overnight Travel: None Listed
Is Employer Willing to Relocate?: No
Employment Type: Full Time / Direct Hire
Why is This a Great Opportunity?
Global investment bank seeks compliance or internal audit professional with compliance exposure to join new group formed for devising, implementing, and overseeing a new compliance testing program.
Job Description:
Responsibilities: • Completing and documenting QA and Conformance Testing work, and making recommendations for improving processes across the global Compliance function • Assisting in the execution of the global end to end process for the roll out of the annual Compliance QA and Conformance Testing Program • Working closely with the global team to execute coordinated QA and Conformance Testing amongst the three regions • Assisting with the continuous improvement of the QA and Conformance Testing Program from both an effectiveness and efficiency perspective • Supporting the collection, compilation and communication of Compliance QA and Conformance Testing results • Assisting in the coordination of global QA and Conformance Testing initiatives with relevant stakeholders, including the Regional Heads of Compliance and the Product and Functional Compliance Heads for all regions • Providing strategic support to the Head of the department • Liaising with functional heads within Risk and Control to ensure global consistency in the coverage model
Mandatory Minimum Qualifications - Must Have: Qualifications: • Bachelor's degree • 5-8+ years of experience in Legal, Compliance or Audit • Strong relevant technical expertise combined with relevant experience and understanding of the investment banking industry related to Compliance Reviews, Conformance Testing, Quality Assurance, Investigations or Audit • Experience in executing testing in a large and complex Investment Banking organization
Education: Bachelor's
Certifications: None
Licenses: None
Total Years of Experience: 5-6+
Years of Experience in Present Position: 1-2+
Register Now to Apply for this Job!
First Name:
Last Name:
E-mail Address:


This is a REAL job we're looking to fill RIGHT NOW!  If you feel you're qualified, please complete our free registration and apply online today!


Remember, the recruiters in our network often have additional jobs they are working to fill that are not posted in our databse. When you register you can introduce yourself to our recruiters and make yourself available for these other, non publicized, positions!





 Want to See MORE Jobs?


Accounting Jobs


Terms & Conditions and Privacy Statement