VP, Operational Risk, Investment Bank

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Job #: 15305
Status: Inactive / Filled
Title: VP, Operational Risk, Investment Bank
Job Location: Manhattan, NY
Base Compensation: $120,000 — $150,000
Total Compensation: $140,000 — $180,000
Benefits: Excellent Benefits Package
Is Employer Willing to Relocate?: No
Employment Type: Full Time / Direct Hire
Job Categories: Accounting; Audit ; Finance
Industries: Banking


Global Investment Bank seeks an accomplished Operational Risk Professional to join their team. The hired candidate will perform end-to-end risk assessment programs and act as the key representative for Ops Risk matters for a group of high-visibility trading desks and their associated services/infrastructure areas.


Responsibilities: • Create partnerships with regional divisions and business representatives to advise on internal framework and external developments impacting Ops Risk and identify operational risks therein. • Represent team and management during governance meetings, with a focus on end-to-end infrastructure committees, incident governance meetings, and overall change management forums. Draft analysis and management information for management meetings. • Lead Risk Control Self Assessment (RCSA, RCA) process and oversee implementation of post RCSA tasks. • Drive consistency amongst Ops Risk group in coordination activities to create global consensus on control/risk rating. • Review and challenge incident root causes, Key Risk Scenarios tentative action plans for weekly QA call. • Perform incident trend analysis and devise themes for internal discussion and • Draft Ops Risk Capital Application documents, such as Risk Assessment and Capital Calculation inputs.


Qualifications • Bachelors Degree in finance/accounting or relevant study, with 7-12+ years experience in an operational risk or related business area. • Expertise in Equities, Prime services or general Investment Banking exposure. • Open to Mix of 5+ years of experience in finance, middle office, audit or operations roles • 4+ years of experience with Excel, Access and Microsoft Project • Detailed understanding of regulatory/and market best practice in Operational Risk Management • Ability to adapt style to meet stakeholder needs • Strong financial and risk management skills • Committed to work in a flat team-oriented structure • Ability to manage reporting lines and relationships across multiple business and functions • Exceptional communicator and highly developed relationship management skill. • Control issue analysis and evaluation • MBA


Total Years of Experience:

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