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Job Details

Regulatory Reporting Analyst

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JOB DESCRIPTION
Job #: 15235
Status: Inactive / Filled
Title: Regulatory Reporting Analyst
Job Location: NC-Charlotte
Southeast (AL, FL, GA, LA, MS, NC, SC & TN)
Job Categories: Accounting
Industries: Banking
Base Compensation:
Low: $100,000       High: $150,000
Total Compensation:
Low: $120,000       High: $170,000
Bonus, Incentives, etc.: 20%
Benefits: excellent
Is Employer Willing to Relocate?: Yes
Employment Type: Full Time / Direct Hire
 
Why is This a Great Opportunity?
Advance your career with a major bank.
 
Job Description:
This position is responsible for supporting the Futures Commissions Merchant (FCM) in order to maintain the integrity and accuracy of the financial records and the reports produced from them. This position has responsibility for the firm’s compliance with applicable net capital recordkeeping and other financial responsibility rules. The position requires strong communication skills with the ability to interact with diverse support groups and disciplines including finance operations compliance and the front office.
 
QUALIFICATIONS
Mandatory Minimum Qualifications - Must Have: CPA and/or MBA in Accounting and Finance preferred Series 3 and 27 designation 10+ years regulatory compliance experience with FCM /broker dealer Skilled in development of written procedures and controls over regulatory functions
 
Preferred Qualifications: CPA and/or MBA in Accounting and Finance preferred Series 3 and 27 designation 10+ years regulatory compliance experience with FCM Skilled in development of written procedures and controls over regulatory functions
 
Education: Bachelor's
 
Certifications: None
 
Licenses: None
 
Total Years of Experience: 9-10+
 
Years of Experience in Present Position: 1-2+
 
First Name:
Last Name:
E-mail Address:

 

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