Accounting Jobs, Audit Jobs, Tax Jobs
Search Jobs Job Alerts Find Recruiters Post Your Resume Job Success Stories
accounting job search, audit job search, tax job search

Preview Accounting, Audit & Tax Jobs

Local and Nationwide Job Opportunities
for your accounting job search, audit job search or tax job search

Job Details

Senior Manager- Audit- Capital Markets

| More

Job #: 10382
Status: Active
Title: Senior Manager- Audit- Capital Markets
Job Location: NY-NYC
Mid-Atlantic (DE, DC, MD, NJ, NY, PA, VA & WV)
Job Categories: Audit
Industries: Banking; Financial Services; Investments
Base Compensation:
Low: $110,000       High: $130,000
Total Compensation:
Low: $130,000       High: $155,000
Overnight Travel: Limited Travel
Is Employer Willing to Relocate?: No
Employment Type: Full Time / Direct Hire
Why is This a Great Opportunity?
An oppurtunity to join a leading investment bank in growth mode. This role lies within the elite capital markets group at the company and will report to a Portfolio Manager.
Job Description:
Company seeks an experience capital markets auditor. The person in the role will assist the Internal Audit department’s in completing its annual audit plan, communicating to senior management and the Board Audit Committee those areas requiring control enhancements and providing recommendations for improvements. Audited functions include: sales and trading activities and procedures; all traded products (equities, fixed income, commodities); operations, financial accounting, compliance and legal protocol; as well as other aspects of the Sales & Trading business. Reporting to a Portfolio Manager, the senior manager will be able to perform risk assessments and plan, execute and lead integrated financial and technology audits. This includes: • Perform risk assessments at an entity and at a process level. • Prepare audit planning memorandum including identifying and evaluating key risks, setting audit scope, determining budgets and staff assignments. • Perform walkthroughs, assessing the internal control environment and performing controls and substantive testing • Supervise and mentor junior staff, and review workpapers to ensure they meet internal standards. • Manage audits to meet budgets and the time frame for completing audits. • Assess potential findings for significance. • Draft audit reports including writing clear and concise findings and recommendations. - Follow up actions quarterly with clients through to completion
Mandatory Minimum Qualifications - Must Have: • Seven to ten years experience in financial services with a preference for those with at least five years auditing financial services. • Strong knowledge of financial instruments including derivatives (e.g. good understanding of option valuation, able to discuss trading strategies with the front office). • Strong analytical skills. Able to quickly process information. • Bright, motivated and good interpersonal and communication skills. • 4 year college degree required, CPA or international equivalent strongly preferred.
Education: None
Certifications: None
Licenses: None
Total Years of Experience: 7-8+
Years of Experience in Present Position: 1-2+
Register Now to Apply for this Job!
First Name:
Last Name:
E-mail Address:


This is a REAL job we're looking to fill RIGHT NOW!  If you feel you're qualified, please complete our free registration and apply online today!


Remember, the recruiters in our network often have additional jobs they are working to fill that are not posted in our databse. When you register you can introduce yourself to our recruiters and make yourself available for these other, non publicized, positions!





 Want to See MORE Jobs?


Accounting Jobs


Terms & Conditions and Privacy Statement